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Sean Thomas Crotty

Pruco Securities, LLC

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About Sean Thomas Crotty

Sean Crotty is a financial advisor with Pruco Securities, LLC, a firm that has been in operation since 1989. Sean has been in the industry since 2017. Sean has been registered with FINRA since 2017 and holds the Series 6, Series 63, and SIE licenses. Sean is located in Paramus, New Jersey and is licensed in New Jersey. Sean's firm has 112 registered representatives and 116 investment advisory functions. Pruco Securities, LLC provides a wide range of investment advisory services.

Firm Information

Sean Crotty is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Sean Crotty’s Registration & Firm History

NJ

09/08/2017 - Present

Pruco Securities, LLC (PARAMUS NJ)

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Licenses & Designations

BC

Issued 10/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Thomas Crotty.
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