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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Thomas Carr is a financial advisor with UBS Financial Services Inc. Sean has been in the industry since November 2012 and has experience at both UBS and Wells Fargo Advisors. Sean is registered with FINRA and holds Series 3, 7, and 66 licenses, as well as the SIE exam. Sean is registered to provide investment advice in Arizona, California, Florida, Kansas, Louisiana, Massachusetts, Minnesota, Nebraska, New Jersey, New York, North Carolina, and Texas. Sean specializes in providing financial advice to individuals, businesses, high-net-worth individuals, corporations, investment companies, and pension and profit-sharing plans. Sean's expertise lies in financial planning, portfolio management, and pension consulting. Sean is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/22/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NJ
11/14/2012 - 05/21/2015
WELLS FARGO ADVISORS, LLC (LINWOOD NJ)
BOTH
Issued 07/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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