Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Thomas Carr is a financial professional with over 25 years of experience in the securities industry. Sean has a wide range of experience and holds several licenses and certifications, including Series 4, 6, 7, 24, and 63. Sean is currently registered with Vanguard Marketing Corp. and has been with them since 1997. Prior to working at Vanguard Marketing Corp., Sean has worked at other firms, including those specializing in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/06/1997 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2002
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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