Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Wilson is a financial advisor based in Knoxville, Tennessee. Sean has over 25 years of experience in the financial services industry and is currently registered with Edward Jones. Sean has held previous roles with AVANT AX Investment Services, Inc., LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, CETERA Investment Services LLC, CUNA Brokerage Services, Inc., AMSOUTH Investment Services, Inc. Sean holds a Series 63, 66, 7, 24, 4, 52, 53, 55, and 57 securities licenses, as well as a state license in Tennessee. Sean’s areas of specialization include retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
12/13/2023 - Present
Edward Jones (KNOXVILLE TN)
TN
01/06/2023 - 12/18/2023
AVANTAX INVESTMENT SERVICES, INC. (Knoxville TN)
TN
09/01/2020 - 01/20/2023
LPL FINANCIAL LLC (OAK RIDGE TN)
TN
07/01/2016 - 09/08/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KNOXVILLE TN)
TN
03/12/2014 - 07/04/2016
CETERA INVESTMENT SERVICES LLC (OAK RIDGE TN)
TN
02/17/2012 - 01/31/2014
LPL FINANCIAL LLC (KNOXVILLE TN)
TN
01/05/2007 - 02/16/2012
CUNA BROKERAGE SERVICES, INC. (KNOXVILLE TN)
TN
01/05/2006 - 10/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (ALCOA TN)
TN
08/24/1999 - 05/23/2005
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
02/19/1999 - 07/02/1999
INVESTACORP, INC. (MIAMI FL)
MO
06/25/1998 - 01/06/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MN
10/16/1997 - 06/08/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/16/1997 - 06/08/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 4 - Registered Options Principal Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Wilson is the right advisor for you? Invested Better is here to help.
