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Sean Taylor Buckley

Wells Fargo Clearing Services, LLC

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About Sean Taylor Buckley

Sean Taylor Buckley is a financial advisor with over 20 years of experience in the industry. Sean has been registered with Wells Fargo Clearing Services, LLC since November 2016, and prior to that was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cetera Investment Services LLC, VALIC Financial Advisors, Inc., BB&T Investment Services, Inc., Banc of America Investment Services, Inc., Wachovia Securities, LLC, SunTrust Investment Services, Inc., UBS PaineWebber Inc., and AXA Advisors, LLC. Sean has a strong background in providing financial advice to individuals and families. Sean is also a registered investment advisor in South Carolina and Texas.

Firm Information

Sean Buckley is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Buckley’s Registration & Firm History

SC

12/07/2017 - Present

Wells Fargo Clearing Services, LLC (COLUMBIA SC)

SC

04/20/2015 - 04/26/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)

SC

10/10/2014 - 04/30/2015

CETERA INVESTMENT SERVICES LLC (AIKEN SC)

SC

09/10/2014 - 10/16/2014

VALIC FINANCIAL ADVISORS, INC. (COLUMBIA SC)

SC

05/13/2011 - 06/03/2014

BB&T INVESTMENT SERVICES, INC. (LEXINGTON SC)

SC

10/23/2009 - 03/15/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)

SC

12/18/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (COLUMBIA SC)

SC

12/02/2005 - 12/01/2008

WACHOVIA SECURITIES, LLC (COLUMBIA SC)

GA

06/05/2003 - 11/04/2005

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

NJ

01/31/2001 - 06/03/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

11/24/2000 - 12/20/2000

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/01/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Sean Taylor Buckley. Review regulatory record here.
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