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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Gallagher is an investment advisor representative with Morgan Stanley. Sean has been in the industry since 1990. Sean has a variety of experience in the financial industry, including previous roles at Citigroup Global Markets Inc. and Copeland Equities, Inc. Sean has earned several industry certifications, including Series 6, 7, 8, 9, 10, 31, 63, and 65 licenses. Sean is also registered in several states as an investment advisor representative. Sean's clients include high-net-worth individuals, institutions, and corporations. Sean offers a variety of financial services, including investment management, financial planning, and asset allocation advice. Sean is dedicated to providing personalized financial guidance to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NM
08/30/2019 - Present
Morgan Stanley (Santa Fe NM)
NM
04/17/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA FE NM)
NY
10/25/1994 - 04/22/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/30/1992 - 10/27/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NJ
09/01/1989 - 05/22/1992
COPELAND EQUITIES, INC. (SOMERSET NJ)
IA
Issued 02/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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