Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the industry since October 2007. Sean is registered in 53 states and has a Series 7, Series 9, Series 10, Series 31, and Series 66 license. Sean specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars. Sean has been an advisor with Merrill Lynch for over six years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/09/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GROSSE POINTE MI)
MI
10/01/2012 - 11/18/2015
J.P. MORGAN SECURITIES LLC (HARPER WOODS MI)
MI
06/09/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HARPER WOODS MI)
MI
12/09/2010 - 06/03/2011
FIFTH THIRD SECURITIES, INC. (DETROIT MI)
MI
01/02/2009 - 12/10/2010
THRIVENT INVESTMENT MANAGEMENT INC. (TROY MI)
MI
10/10/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DETROIT MI)
BOTH
Issued 01/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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