Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Sunghyun Kim is a financial professional registered with Northwestern Mutual Investment Services, LLC. Sean holds the Series 6, Series 63, and SIE licenses and is registered in Georgia, Missouri, North Carolina, Texas, and Virginia. Sean has been in the industry since 2009. Sean's current employment with Northwestern Mutual Investment Services, LLC began on 11/16/2009. Sean's firm offers a variety of financial services and products, including investment research, referrals to other advisors, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
11/16/2009 - Present
Northwestern Mutual Investment Services, LLC (GREENSBORO NC)
BC
Issued 11/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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