Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Ben-asher is a financial advisor with over 18 years of experience in the financial services industry. Sean Ben-asher has been registered with Wells Fargo Clearing Services, LLC since November 2016 and previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC. and MORGAN STANLEY DW INC. Sean Ben-asher is licensed in 17 states and has earned Series 7, 31, and 66 securities licenses and the SIE. Sean Ben-asher is a registered Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/16/2015 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
FL
05/19/2006 - 09/02/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (GAINESVILLE FL)
NY
09/15/2004 - 05/22/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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