Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Spector is a financial professional with over 7 years of experience in the industry. Sean has a strong background in securities trading and investment advisory services. Sean is currently registered with Onechronos in New York. Previously, Sean held positions at IEX SERVICES LLC and Sanford C. Bernstein & Co., LLC. Sean holds Series 7, 24, 57, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2023 - Present
Onechronos (New York NY)
NY
08/07/2019 - 12/12/2023
IEX SERVICES LLC (New York NY)
NY
09/08/2016 - 06/11/2019
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 57 - Securities Trader Exam
BC
Issued 09/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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