Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Smith is a registered investment advisor with Houlihan Lokey Capital, Inc. Sean holds the Series 63, Series 79TO, and SIE licenses. Sean is registered with the state of Texas. Sean has been in the industry since August 4, 2024. Sean is currently employed by Houlihan Lokey Capital, Inc. in their Dallas, TX branch. Sean's registration with the state of Texas began on August 5, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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TX
08/05/2024 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 05/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/09/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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