Unclaimed
Sean Seung-hwan Rho is an active broker and investment advisor representative in California. Sean is registered with MML Investors Services, LLC, and has been with the firm since 2014. Prior to that, Sean held positions at several other firms, including MetLife Securities Inc. and Metropolitan Life Insurance Company. Sean has been working in the industry since 2000. His professional licenses include Series 6, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/04/2014 - Present
MML Investors Services, LLC (LOS ANGELES CA)
CA
03/24/2009 - 05/16/2013
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
11/04/2005 - 02/04/2009
METLIFE SECURITIES INC. (LOS ANGELES CA)
CA
11/04/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)
MA
07/11/2003 - 09/28/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
07/17/2000 - 11/01/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/17/2000 - 11/01/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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