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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Scruggs is a financial advisor with Thrivent Advisor Network, LLC in Allen, Texas. Sean has been in the financial services industry for over 23 years. Sean holds a Series 7, Series 63, and Series 66 license and is registered to provide investment advice in Texas, Florida, Georgia, and Louisiana. Sean's firm manages over $6 billion in assets and primarily works with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Sean offers a variety of financial planning services, including portfolio management, financial planning, and retirement planning. Sean also provides educational seminars and selects other advisors for clients as needed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/28/2020 - Present
Thrivent Advisor Network, LLC (Allen TX)
TX
10/29/2020 - 07/10/2024
PURSHE KAPLAN STERLING INVESTMENTS (Allen TX)
TX
07/27/2010 - 10/28/2020
THRIVENT INVESTMENT MANAGEMENT INC. (ALLEN TX)
TX
01/17/2000 - 07/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 07/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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