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Sean Scott Mossman

Tiaa-Cref Individual & Institutional Services, LLC

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About Sean Scott Mossman

Sean Scott Mossman is an investment advisor representative at Tiaa-cref Individual & Institutional Services, LLC in Frisco, TX. Sean has been in the industry since October 18, 2001. Sean is registered with the state of Texas as an investment advisor representative. Sean is also registered with FINRA as a registered representative. Sean has passed the Series 66, Series 65, Series 24, Series 7 and SIE exams. Sean's firm, Tiaa-cref Individual & Institutional Services, LLC, is a registered investment advisor with the Securities and Exchange Commission. The firm provides financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Sean Mossman is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Sean Mossman’s Registration & Firm History

TX

06/20/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)

TX

10/02/2001 - 07/09/2007

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

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Licenses & Designations

IA

Issued 06/20/2024

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/12/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Scott Mossman.
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