Unclaimed
Sean Scanlon is a financial advisor with Equitable Distributors, LLC. Sean is registered with FINRA and is licensed to sell securities in North Carolina, Pennsylvania, and California. He is a Series 63 and Series 6TO licensed representative and has passed the Securities Industry Essentials Exam. Sean is a recent addition to the industry, starting his career in July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/10/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 07/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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