Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Sakai Palmer is a financial advisor with over 15 years of experience in the financial services industry. Sean has held various roles at several reputable firms, including Raymond James & Associates, Inc., First Clearing, LLC, TD Waterhouse Investor Services, Inc., and Charles Schwab & Co., Inc. Currently, Sean is a registered representative with Citigroup Global Markets Inc. Sean's expertise spans a wide range of services including asset allocation advice, financial planning, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
FL
10/04/2016 - 07/01/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
08/02/2012 - 09/27/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NE
02/13/2003 - 08/04/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
03/28/2000 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AL
08/30/1999 - 01/10/2000
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
IA
09/11/1997 - 01/08/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
MN
06/19/1995 - 11/15/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/19/1995 - 11/15/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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