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Sean Rogers

Fifth Third Securities, Inc.

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About Sean Rogers

Sean Rogers is a financial advisor registered with Fifth Third Securities, Inc. Sean has been in the financial services industry since 2009. Sean has a Series 7, Series 63, and Series 66 license and is also a Certified Financial Planner. Sean specializes in portfolio management for individuals and businesses. Sean has worked for Fifth Third Securities, Inc. since 2023. Previously, Sean was a financial advisor at Park Avenue Securities LLC. Sean has a strong track record of helping clients achieve their financial goals.

Firm Information

Sean Rogers is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Rogers’s Registration & Firm History

MI

02/27/2023 - Present

Fifth Third Securities, Inc. (MUSKEGON MI)

FL

10/10/2008 - 10/09/2014

PARK AVENUE SECURITIES LLC (FT MYERS FL)

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Licenses & Designations

BC

Issued 03/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/24/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2023

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean Rogers. Review regulatory record here.
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