Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Doherty is a financial advisor with LPL Financial LLC, a registered investment advisor firm. Sean has been working in the financial services industry since 2008 and has a Series 6, Series 63, and SIE license. Sean has experience working at J.P. Morgan Securities LLC, Chase Investment Services Corp., and Allstate Financial Services, LLC. LPL Financial LLC has been in business since 1989 and is headquartered in Fort Mill, South Carolina. Sean's office is located in San Diego, California. LPL Financial LLC provides a variety of services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/12/2013 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/01/2012 - 10/23/2013
J.P. MORGAN SECURITIES LLC (CARLSBAD CA)
CA
10/12/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (VISTA CA)
CA
11/21/2008 - 12/13/2010
ALLSTATE FINANCIAL SERVICES, LLC (CARLSBAD CA)
BC
Issued 01/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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