Unclaimed
Sean Rogan is a financial advisor who is currently registered with Equitable Distributors, LLC. He is licensed to sell securities in North Carolina and New York. Sean Rogan is also a Series 63, SIE and Series 6TO licensed individual. He has been in the industry since September 3, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/04/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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