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Sean Robert Romero

Ausdal Financial Partners, Inc.

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About Sean Robert Romero

Sean Romero is a registered representative with Ausdal Financial Partners, Inc. Sean has been in the financial services industry since 2020. Sean holds the Series 63, 65, 7 and SIE licenses. Sean is registered with the state of Texas. Sean's current registration with Ausdal Financial Partners, Inc. began in October 2024. Sean is also an insurance agent for Farley Financial.

Firm Information

Sean Romero is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Sean Romero’s Registration & Firm History

CO

10/29/2024 - Present

Ausdal Financial Partners, Inc. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 10/05/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/21/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Robert Romero.
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