Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Robert Oakes is a financial advisor with over 26 years of experience in the financial services industry. Sean is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has been with the firm since September 2014. Prior to joining Tiaa-Cref, Sean was employed by Park Avenue Securities LLC and MetLife Securities Inc. Sean is registered in multiple states and holds licenses for both securities and investment advising. Sean specializes in providing financial planning and portfolio management services for individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NJ
08/31/2011 - 09/29/2014
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
NJ
06/27/2011 - 08/02/2011
METLIFE SECURITIES INC. (CRANFORD NJ)
NY
12/01/2005 - 11/24/2010
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
03/05/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/28/1996 - 12/15/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/03/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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