Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Riley Dawson is a financial professional with over two years of experience in the industry. Sean is currently registered with Clear Street LLC and is licensed to conduct business in all 50 states. Prior to joining Clear Street LLC, Sean was employed at PRECISION SECURITIES, LLC. Sean holds the Series 7, Series 63, and Series 57TO securities licenses. Sean is a valuable asset to any investment team with a strong understanding of the financial markets and a commitment to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/11/2022 - Present
Clear Street LLC (Del Mar CA)
CA
02/08/2022 - 07/12/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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