Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Richard Mason is a financial advisor who has been in the industry since 1996. He currently holds a Series 6, 7, 63 and 66 license and the SIE designation. Sean Richard Mason is currently registered with Jackson National Life Distributors LLC and is licensed in Indiana, Kentucky, Ohio, and Pennsylvania. Sean Richard Mason has worked with several firms throughout his career including LPL Financial LLC, Symetra Securities, Inc., CUNA Brokerage Services, Inc., Jackson National Life Distributors LLC, AIG Capital Services, Inc., Prudential Annuities Distributors, Inc, John Hancock Distributors LLC, Manulife Wood Logan, Inc., Miller & Schroeder Financial, Inc., and W. S. Griffith & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
03/12/2024 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
IN
05/01/2023 - 02/26/2024
LPL FINANCIAL LLC (CARMEL IN)
WA
02/17/2022 - 05/12/2023
SYMETRA SECURITIES, INC. (BELLEVUE WA)
IA
02/16/2021 - 02/02/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CO
02/13/2017 - 01/14/2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
NJ
04/10/2013 - 02/09/2017
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
12/16/2009 - 04/17/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
MA
01/01/2002 - 12/08/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
03/17/1999 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
MN
08/20/1997 - 01/22/1999
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
CT
05/31/1996 - 09/03/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 06/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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