Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Rayner is a financial advisor with over 25 years of experience in the industry. Sean is registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC, and holds multiple licenses and designations including Series 3, 4, 6, 7, 9, 10, 24, 26, 52, 53, 63, and 66. Sean has a history of working with individual investors, corporations, and high net worth clients. Sean focuses on providing financial planning, portfolio management, and investment consulting services to clients in the St. Louis area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/08/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
10/18/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
GA
10/12/1998 - 09/18/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
03/21/1996 - 01/14/1998
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/22/2001
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/03/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/08/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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