Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean R. Travis is a registered representative with Morgan Stanley Distribution, Inc. Sean has been in the securities industry since February 12, 2005, and has a Series 7, Series 57TO, and Series 63 license. Sean currently works out of the New York branch office of Morgan Stanley Distribution, Inc. and has been registered with the firm since September 13, 2021. Prior to joining Morgan Stanley Distribution, Inc., Sean was a registered representative with Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/13/2021 - Present
Morgan Stanley Distribution, Inc. (New York NY)
NY
01/10/2005 - 08/10/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 07/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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