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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Smith is a financial advisor with PNC Investments in Pittsburgh, Pennsylvania. Sean has been in the financial industry since 2013. Sean is licensed to provide both investment advice and brokerage services. Sean is a Series 66, 65, and 63 licensed professional. Sean has experience with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
07/26/2023 - Present
PNC Investments (PITTSBURGH PA)
PA
05/24/2018 - 03/16/2021
WELLS FARGO CLEARING SERVICES, LLC (CANONSBURG PA)
PA
09/21/2016 - 05/02/2018
KEY INVESTMENT SERVICES LLC (IMPERIAL PA)
PA
12/02/2013 - 09/21/2016
LPL FINANCIAL LLC (IMPERIAL PA)
PA
09/04/2013 - 12/17/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PITTSBURGH PA)
PA
05/02/2013 - 08/21/2013
W&S BROKERAGE SERVICES, INC. (BETHEL PARK PA)
BOTH
Issued 07/24/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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