Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McCarty is an investment banking registered representative with Scotia Capital (usa) Inc. Sean has been in the industry since November 18, 2011. Prior to joining Scotia Capital (usa) Inc. Sean was a registered representative with DEUTSCHE BANK SECURITIES INC. and RBS SECURITIES INC. Sean is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/27/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
04/27/2015 - 05/03/2024
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
09/21/2011 - 04/21/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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