Unclaimed
Sean McCarthy is a registered representative with MFS Fund Distributors, Inc. Sean has been in the securities industry since July 3, 2001, and has a current registration with Massachusetts. Sean holds the Series 66, Series 51, Series 24, SIE and Series 7 securities licenses. Sean was previously registered with Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/24/2004 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
MA
06/19/2001 - 09/08/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 04/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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