Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Corcoran is an investment professional with over 20 years of experience in the financial services industry. Sean is currently registered with Joseph Gunnar & Co. LLC and holds Series 6, 7, and 63 licenses. Prior to joining Joseph Gunnar & Co. LLC, Sean was a financial advisor with Benchmark Investments, LLC, D.A. Davidson & Co., and Roth Capital Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
07/11/2023 - Present
Joseph Gunnar & Co. LLC (NEW YORK NY)
NY
02/22/2023 - 05/24/2023
BENCHMARK INVESTMENTS, LLC (NEW YORK NY)
CA
12/03/2020 - 02/24/2023
D.A. DAVIDSON & CO. (IRVINE CA)
CA
04/25/2005 - 12/02/2020
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
04/07/1997 - 07/08/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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