Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Ball is a financial professional with over 17 years of experience in the financial services industry. Sean has a strong track record of providing comprehensive financial planning and investment management services to individual clients. Sean currently works as a Registered Representative at Charles Schwab & Co., Inc. in Richfield, OH. Sean has worked for several reputable financial institutions, including McDonald Investments Inc., NYLIFE Securities Inc., NatCity Investments, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Sean holds the Series 7, Series 63 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
03/22/2023 - Present
Charles Schwab & CO., Inc. (Richfield OH)
OH
06/26/2006 - 05/16/2019
CHARLES SCHWAB & CO., INC. (Richfield OH)
OH
01/03/2005 - 06/27/2006
MCDONALD INVESTMENTS INC. (BROOKLYN OH)
NY
10/25/2004 - 11/19/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
OH
01/21/2004 - 09/14/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
MN
06/26/2002 - 11/09/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/26/2002 - 11/09/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/11/2001 - 12/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Sean Ball is the right advisor for you? Invested Better is here to help.
