Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Placido Rodriguez is a financial advisor with Valic Financial Advisors, Inc. Sean has been working in the financial services industry since 1989 and is registered to provide investment advice in several states. Sean has held prior roles at LPL Financial Corporation, Wedbush Morgan Securities Inc., Smith Barney Inc., Prudential Securities Incorporated, and American Express Financial Advisors Inc. and IDS Life Insurance Company. Sean's specializations include fixed insurance products, mutual funds and variable annuities, and stocks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/07/2024 - Present
Valic Financial Advisors, Inc. (WOODLAND HILLS CA)
CA
05/08/2009 - 07/12/2010
LPL FINANCIAL CORPORATION (LOS ANGELES CA)
CA
07/30/1997 - 05/21/2009
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
02/13/1995 - 08/01/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
04/02/1991 - 03/03/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
10/25/1989 - 04/10/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/25/1989 - 04/10/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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