Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Pierce is a financial advisor with Fifth Third Securities, Inc. and has been in the industry since June 19, 2015. Sean has a total of 8 state registrations and 1 approved FINRA registration. Sean also holds the Series 7 and SIE securities licenses. Sean has previously worked for Edward Jones and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
01/26/2024 - Present
Fifth Third Securities, Inc. (DAYTON OH)
OH
04/12/2016 - 02/03/2024
EDWARD JONES (BEAVERCREEK OH)
OH
04/23/2014 - 09/15/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BEAVERCREEK OH)
OH
11/12/2012 - 04/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
BOTH
Issued 4/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/9/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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