Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Peck is a financial advisor with Charles Schwab & Co., Inc. located in Lone Tree, Colorado. Sean Peck has been in the financial industry since February 3, 2007. Sean Peck holds licenses for both Broker-Dealer and Investment Advisor. Sean Peck is registered in 53 states and has licenses including Series 66, SIE, and Series 7. Sean Peck is a Registered Representative of Charles Schwab & Co., Inc. and an Investment Advisor Representative of Charles Schwab Investment Advisory, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
08/08/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
01/26/2007 - 07/02/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 03/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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