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Sean Paul Waggoner

Alliant Retirement Consulting

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About Sean Paul Waggoner

Sean Paul Waggoner is an investment advisor representative with Alliant Retirement Consulting. Sean has been in the industry since 1996 and has been registered with the Securities and Exchange Commission (SEC) since 2002. Sean has a Series 6, Series 63, and Series 65 license. Sean has experience working with clients in a variety of industries, including banking, insurance, and real estate. Sean has a passion for helping people achieve their financial goals.

Firm Information

Sean Waggoner is currently registered with Alliant Retirement Consulting. Alliant Retirement Consulting is an Alpharetta, GA-based firm with approximately $10 billion - $50 billion in regulatory assets under management. They primarily serve pension and profit-sharing plans with 47 clients and $3.6 billion in assets. Alliant Retirement Consulting provides pension consulting services. The firm has 12 licensed agents, 19 registered representatives, and a total of 23 investment advisory personnel.
Alliant Retirement Consulting

1125 SANCTUARY PARKWAY

ALPHARETTA, GA 30009

$3.62B

Assets Under Management

800

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Asset-based fees on pension plans under advisement

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Sean Waggoner’s Registration & Firm History

GA

07/11/2013 - Present

Alliant Retirement Consulting (ALPHARETTA GA)

TX

12/16/2009 - 06/30/2017

LPL FINANCIAL LLC (HOUSTON TX)

TX

02/12/2002 - 12/17/2009

NFP SECURITIES, INC. (HOUSTON TX)

CO

01/03/1997 - 11/28/2001

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

05/23/1996 - 01/03/1997

THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)

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Licenses & Designations

IA

Issued 01/04/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Sean Paul Waggoner. Review regulatory record here.
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