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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Paul Todd is a financial advisor currently registered with Morgan Stanley. Sean has been in the securities industry since 2004. Prior to joining Morgan Stanley, Sean was with WELLS FARGO CLEARING SERVICES, LLC. Sean is registered in California and has passed the Series 7, Series 66, and SIE exams. Sean holds a state exam category in Series 66 and a product exam category in Series 7 and SIE. Sean has a specialization in 1, 2, 3, 4, 5, 6, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/27/2018 - Present
Morgan Stanley (Los Angeles CA)
CA
01/03/2011 - 07/10/2018
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
CA
07/06/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA MONICA CA)
BOTH
Issued 09/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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