Unclaimed
Sean Paul Sullivan is an investment advisor representative at Yieldstreet. Sean Paul has been in the industry since 2019 and is registered with FINRA and the state of New York. Sean Paul has previously worked at RBC Capital Markets, LLC and LPL Financial LLC. Sean Paul is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/25/2024 - Present
Yieldstreet (NEW YORK NY)
NY
12/02/2021 - 12/19/2022
LPL FINANCIAL LLC (WESTHAMPTON BEACH NY)
NY
10/08/2019 - 12/20/2021
RBC CAPITAL MARKETS, LLC (HAMPTON BAYS NY)
BOTH
Issued 01/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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