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Sean Paul Sullivan

Yieldstreet

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About Sean Paul Sullivan

Sean Paul Sullivan is an investment advisor representative at Yieldstreet. Sean Paul has been in the industry since 2019 and is registered with FINRA and the state of New York. Sean Paul has previously worked at RBC Capital Markets, LLC and LPL Financial LLC. Sean Paul is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Firm Information

Sean Sullivan is currently registered with Yieldstreet. Yieldstreet is an investment firm headquartered in New York, NY. They manage a total of $1,218,995,681 in assets and have 204 accounts under management. The firm provides portfolio management services for investment companies and pooled investment vehicles. They work with investment companies and pooled investment vehicles.
Yieldstreet

300 PARK AVENUE

NEW YORK, NY 10022

$1.22B

Assets Under Management

617

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Sean Sullivan’s Registration & Firm History

NY

01/25/2024 - Present

Yieldstreet (NEW YORK NY)

NY

12/02/2021 - 12/19/2022

LPL FINANCIAL LLC (WESTHAMPTON BEACH NY)

NY

10/08/2019 - 12/20/2021

RBC CAPITAL MARKETS, LLC (HAMPTON BAYS NY)

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Licenses & Designations

BOTH

Issued 01/16/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Sean Paul Sullivan.
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