Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Paul Price is an investment advisor representative with B. Riley Wealth Advisors, Inc. Sean has been working in the securities industry since 1997 and is registered with the state of Florida and Texas. Sean is also a registered principal in the state of Florida. Sean has a Series 6, 7, 10, 63, and 65 license. Sean has experience with a variety of investment products, including stocks, bonds, mutual funds, and ETFs. Sean is committed to providing his clients with personalized financial advice and guidance. Prior to joining B. Riley Wealth, Sean worked for National Securities Corporation and Prime Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (WINTER PARK FL)
FL
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (WINTER PARK FL)
FL
07/27/2001 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (WINTER PARK FL)
TX
08/13/1997 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
12/18/1996 - 09/15/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 01/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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