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Sean Paul Kelly

Nomura Securities International, Inc.

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About Sean Paul Kelly

Sean Kelly is a financial professional with over 20 years of experience in the industry. Sean currently works as a registered representative with Nomura Securities International, Inc. Prior to joining Nomura Securities, Sean was with Lehman Brothers Inc, BANC OF AMERICA SECURITIES LLC, and FLEET SECURITIES, INC. Sean holds the Series 7, Series 24 and Series 63 licenses. Sean is registered to provide securities-related services in all 50 states and Puerto Rico.

Firm Information

Sean Kelly is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Sean Kelly’s Registration & Firm History

NY

08/13/2010 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

07/12/2006 - 10/09/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/01/2004 - 07/19/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

TX

09/05/2000 - 04/01/2004

FLEET SECURITIES, INC. (DALLAS TX)

CA

04/24/2000 - 09/05/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

TX

11/04/1999 - 04/26/2000

FLEET SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Paul Kelly.
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