Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Higgins is a registered investment advisor representative associated with Charles Schwab & CO., Inc. Sean has been in the industry since May 2014 and has held licenses in 23 states, with the most recent license in Nebraska granted in February 2022. Sean holds both Series 7 and Series 66 licenses, and has been associated with TD Ameritrade, Inc. in Omaha, Nebraska, from May 2014 to May 2024. Sean's prior affiliations include Charles Schwab Bank, SSB in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
02/04/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
05/27/2014 - 05/19/2024
TD AMERITRADE, INC. (Omaha NE)
BOTH
Issued 07/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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