Unclaimed
Sean Patrick West is a financial professional with over eight years of experience in the industry. He is currently registered with Fidelity Brokerage Services LLC and holds a Series 66, Series 63, Series 24, Series 10, Series 9, SIE, and Series 7. Sean has a strong background in providing financial advice and guidance to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
11/24/2014 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BOTH
Issued 07/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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