Unclaimed
Sean Walsh is a financial advisor with Quasar Distributors, LLC. Sean has been in the industry since 2016 and has worked for several firms, including FOX CHASE CAPITAL PARTNERS, LLC and ASCENDANT ALTERNATIVE STRATEGIES, LLC. Sean holds the Series 66, SIE and Series 7 licenses. Sean is registered in several states including Connecticut, Delaware, District of Columbia, Maryland, New York, Pennsylvania, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
06/01/2023 - Present
Quasar Distributors, LLC (Portland ME)
TX
02/14/2021 - 06/01/2023
FOX CHASE CAPITAL PARTNERS, LLC (AUSTIN TX)
NY
10/07/2020 - 02/11/2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC (WHITE PLAINS NY)
NY
09/19/2018 - 08/03/2020
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
04/10/2018 - 08/21/2018
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
CT
08/20/2016 - 03/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
CT
05/12/2016 - 07/07/2016
MML INVESTORS SERVICES, LLC (NORWALK CT)
BOTH
Issued 12/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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