Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Vesey is a financial professional with over 14 years of experience in the financial industry. Sean Patrick Vesey currently works for Fmsbonds, Inc. Sean Patrick Vesey has a Series 7, Series 53, Series 24, Series 52TO and Series 66 licenses as well as SIE. Sean Patrick Vesey is registered in 52 states and is a Registered Principal with FINRA. Sean Patrick Vesey was previously registered with NATALLIANCE SECURITIES, LLC, BB&T SECURITIES, LLC, and SCOTT & STRINGFELLOW, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/28/2022 - Present
Fmsbonds, Inc. (Whippany NJ)
NJ
03/17/2015 - 06/28/2022
NATALLIANCE SECURITIES, LLC (Jersey City NJ)
NJ
01/02/2013 - 03/25/2015
BB&T SECURITIES, LLC (HASBROUCK HEIGHTS NJ)
NJ
07/10/2008 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (HASBROUCK HEIGHTS NJ)
BOTH
Issued 09/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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