linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sean Patrick Swanson

Smart Wealth, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sean? Claim Your Profile

About Sean Patrick Swanson

Sean Swanson is a financial advisor with Smart Wealth, LLC in Omaha, Nebraska. Sean has been in the financial services industry since 2005 and holds Series 6, 7, 63 and 66 licenses. Sean Swanson has experience in providing financial planning and portfolio management services to individuals and corporations. Prior to joining Smart Wealth, LLC, Sean worked for NYLIFE Securities LLC and The Leaders Group, Inc.

Firm Information

Sean Swanson is currently registered with Smart Wealth, LLC. Smart Wealth, LLC is an Omaha, NE-based registered investment advisor managing over $300 million in assets for individuals and businesses. They offer financial planning and portfolio management services. Smart Wealth has a team of 14 licensed agents and 12 investment advisor representatives. They are registered with the SEC under the number 801-122372.
Smart Wealth, LLC

13815 FNB PARKWAY, SUITE 400

OMAHA, NE 68154

$302.94M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Financial planning fee

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sean Swanson’s Registration & Firm History

NE

08/02/2024 - Present

Smart Wealth, LLC (OMAHA NE)

NE

11/17/2021 - 01/11/2022

NYLIFE SECURITIES LLC (ELKHORN NE)

CO

02/13/2020 - 10/20/2021

THE LEADERS GROUP, INC. (LITTLETON CO)

NJ

09/03/2015 - 02/10/2020

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

NE

08/09/2013 - 05/19/2015

AMERITAS INVESTMENT CORP. (OMAHA NE)

NE

11/03/2005 - 05/16/2013

NYLIFE SECURITIES LLC (OMAHA NE)

Not sure if Sean Patrick Swanson is right for you?

Licenses & Designations

BOTH

Issued 12/11/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2009

Series 7 - General Securities Representative Examination

BC

Issued 11/02/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Sean Patrick Swanson. Review regulatory record here.
Not sure if Sean Patrick Swanson is right for you?