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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Sullivan is a financial advisor with Fidelity Personal And Workplace Advisors. Sean has been in the industry since December 15, 2007. Sean is registered with both FINRA and the state of Rhode Island, and holds the Series 66, Series 7 and SIE licenses. Sean has a long history in the financial services industry, having worked for Fidelity Investments Institutional Services Company, Inc., MFS Fund Distributors, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. in the past. Sean specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
05/06/2022 - Present
Fidelity Personal AND Workplace Advisors (PROVIDENCE RI)
RI
04/20/2011 - 02/28/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
03/11/2010 - 03/11/2011
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (SPRINGFIELD MA)
MA
10/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SPRINGFIELD MA)
BOTH
Issued 03/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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