Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Smith is a Registered Representative and Investment Advisor Representative with Chartered Advisory Group, headquartered in Chadds Ford, Pennsylvania. Sean Patrick Smith has been in the financial services industry since 2010. Sean Patrick Smith has Series 66, Series 7 and SIE licenses. Sean Patrick Smith is also registered to provide investment advisory services in Delaware, Maryland and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/04/2011 - Present
Chartered Advisory Group (CHADDS FORD PA)
PA
11/05/2010 - 10/23/2023
SECURITIES AMERICA, INC. (CHADDS FORD PA)
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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