Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Ryan is a financial professional with over 20 years of experience in the industry. Sean Ryan is currently registered with Tradition Securities AND Derivatives LLC and holds Series 7, 55, 57TO, and SIE licenses. He is also a registered representative in New York and New Jersey. Sean Ryan has previously worked at FIRST BROKERS SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/17/2024 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NJ
07/14/2003 - 02/15/2024
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 10/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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