Unclaimed
Sean Patrick Riley is a financial advisor with over 20 years of experience in the financial services industry. Sean has a proven track record of success in providing comprehensive financial planning and investment management services to individuals, families, and businesses. Sean is a registered representative with LPL Financial LLC and an investment advisor representative with Eldridge Investment Advisors Inc. Sean is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals. Sean is also committed to providing his clients with the highest level of service and professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
09/15/2017 - Present
LPL Financial LLC (MANCHESTER NH)
MA
01/05/2007 - 03/19/2007
COMMONWEALTH FINANCIAL NETWORK (BOSTON MA)
AZ
05/16/2005 - 11/22/2006
COLE CAPITAL CORPORATION (PHOENIX AZ)
NY
12/11/2004 - 04/27/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
05/22/2002 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MA
11/26/1997 - 04/17/2002
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 02/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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