Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Ray is a financial advisor with over 20 years of experience in the financial services industry. Currently registered with LPL Financial LLC, Sean is a Registered Representative and Investment Advisor Representative. Before joining LPL, Sean worked at several other prominent firms, including Morgan Keegan & Company, Inc., Investment Professionals, Inc., Primevest Financial Services, Inc., Banc of America Investment Services, Inc., and A. G. Edwards & Sons, Inc. Sean specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and other businesses. Sean is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/12/2012 - Present
LPL Financial LLC (ATHENS TX)
TX
02/02/2009 - 06/01/2012
MORGAN KEEGAN & COMPANY, INC. (TYLER TX)
TX
06/03/2005 - 02/05/2009
INVESTMENT PROFESSIONALS, INC. (ATHENS TX)
MN
08/04/2003 - 06/03/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MA
10/23/2002 - 04/16/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
11/09/2000 - 07/17/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 11/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Ray is the right advisor for you? Invested Better is here to help.
