Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Radnoti is an active financial advisor with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Sean has been working in the financial services industry since 2003. Sean has Series 6, 7, 24, 63 and 66 licenses and is registered to provide investment advice in Colorado. Sean has experience providing portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/08/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
03/08/2012 - 06/17/2013
PNC INVESTMENTS (TAMPA FL)
TN
04/30/2008 - 02/29/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
09/16/2003 - 05/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (TAMPA FL)
TX
01/06/2003 - 09/17/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
AZ
09/11/2001 - 02/05/2002
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BOTH
Issued 03/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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