linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sean Patrick Oconnell

MM Ascend Life Investor Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sean? Claim Your Profile

About Sean Patrick Oconnell

Sean Oconnell is a financial professional with over 20 years of experience in the industry. Sean is currently registered with MM Ascend Life Investor Services, LLC in Cincinnati, OH. Sean has previously been registered with several other firms, including PFIC Securities Corporation, FISERV Investor Services, Inc., MML Investors Services, Inc., Princor Financial Services Corporation, Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Sean holds the Series 6, Series 63, and SIE licenses.

Firm Information

Sean Oconnell is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Maintaining registration but not serving clients

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sean Oconnell’s Registration & Firm History

OH

04/11/2007 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

OH

08/17/2005 - 09/08/2006

PFIC SECURITIES CORPORATION (MIDDLETOWN OH)

TX

11/08/2004 - 08/17/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

MA

01/10/2002 - 11/05/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

IA

02/02/2001 - 05/03/2001

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

WI

05/05/1998 - 01/12/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

05/05/1998 - 01/12/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

Not sure if Sean Patrick Oconnell is right for you?

Licenses & Designations

BC

Issued 08/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Patrick Oconnell.
Not sure if Sean Patrick Oconnell is right for you?